|
file date
|
company name
|
symbol
|
SEC filing
|
underwriter
|
| 05/31/07 | MF Global Ltd. | MF | S-1 | Citigroup |
| Leading broker of exchange-listed futures and options in the world. |
| 05/25/07 | EnteroMedics Inc. | ETRM | | J.P. Morgan |
| Designs and develops medical devices using neuroblocking technology to treat obesity and other gastrointestinal disorders. |
| 05/24/07 | DemandTec | DMAN | S-1 | Morgan Stanley |
| Provides consumer demand management software to retailers and consumer products companies. |
| 05/23/07 | Wells Real Estate Investment Trust | WELL | 424B3 | Morgan Stanley |
| REIT specializing in office buildings in major US markets. |
| 05/23/07 | Duff & Phelps | DUF | 424B3 | Goldman Sachs |
| Provides independent financial advisory and investment banking services. |
| 05/23/07 | Imperium Renewables | IMPR | S-1 | Morgan Stanley |
| Designs, builds, and operates biodiesel production facilities. |
| 05/23/07 | Vitamin Shoppe | VSI | 424B3 | Bear Stearns |
| Retailer/direct marketer of vitamins, minerals, and other health and wellness products. |
| 05/22/07 | Amedica | AMCA | S-1 | Morgan Stanley |
| Orthopedic implants company focused on advanced spine and joint implants. |
| 05/14/07 | Golub Capital Partners | GCAP | S-1 | Wachovia Securities |
| Holding company formed to be Golub Capital's primary investment vehicle. |
| 05/14/07 | Akrion | AKRI | S-1 | Credit Suisse |
| Supplies advanced surface preparation systems used in the manufacture of semiconductor devices. |
| 05/14/07 | Power Medical Interventions | PMII | S-1 | Jefferies |
| Developer of computer-assisted endomechanical instruments for use during surgery. |
| 05/14/07 | MonoSol Rx | MSRX | S-1 | Cowen & Company |
| Develops thin film pharmaceutical products for drug encapsulation. |
| 05/14/07 | UPEK | UPEK | S-1 | Deutsche Bank |
| Provider of security products and solutions for the fingerprint authentication market. |
| 05/14/07 | Ensign Group | ENSG | S-1 | D.A. Davidson |
| Provides skilled nursing and rehabilitative care services in CA, AZ, TX, WA, UT, and ID. |
| 05/11/07 | Marathon Real Estate Finance | MRR | S-11 | Credit Suisse |
| Newly-organized REIT managed by Marathon Asset Management. |
| 05/11/07 | LDK Solar | LDK | 8-A12B | Morgan Stanley |
| Manufactures multicrystalline wafers for use in solar cells. |
| 05/11/07 | Targanta Therapeutics | TARG | REGDEX | Credit Suisse |
| Biotech focused on antibiotics for infections treated or acquired in hospitals. |
| 05/11/07 | MercadoLibre | MELI | S-1 | J.P. Morgan |
| Hosts the largest online trading platform in Latin America. |
| 05/11/07 | Genpact | G | S-1 | Morgan Stanley |
| Manages business processes for companies worldwide. |
| 05/11/07 | Yingli Green Energy | YGE | F-6 | Goldman Sachs |
| Vertically integrated photovoltaic product manufacturer in China. |
| 05/11/07 | CCS Medical | CCSM | S-1 | Lehman Brothers |
| Distributes medical supplies to patients living with diabetes, respiratory and other chronic conditions. |
| 05/10/07 | Orbitz Worldwide | ORBZ | EFFECT | Morgan Stanley |
| Online travel company enabling leisure and business travelers to research, plan, and book travel products. |
| 05/09/07 | B&G Foods | BGS | 424B5 | Credit Suisse |
| Manufactures and distributes a portfolio of shelf-stable food products. |
| 05/08/07 | Deltek | PROJ | S-1 | Credit Suisse |
| Provider of enterprise applications software and services designed for project-focused organizations. |
| 05/08/07 | Encore Bancshares | EBTX | S-1 | Keefe Bruyette Woods |
| Bank holding company and wealth management organization that manages offices in Texas and Florida. |
| 05/04/07 | ImaRx Therapeutics | IMRX | S-1 | Maxim Group LLC |
| Is developing novel therapies for vascular disorders associated with blood clots. |
| 05/04/07 | NanoDynamics | NDMX | REGDEX | Jefferies |
| Develops and markets products, advanced materials and technologies for clean energy and infrastructure solutions. |
| 05/04/07 | Consonus Technologies | CONS | S-1 | n/a |
| Leading provider of IT infrastructure, data center solutions and related managed services. |
| 05/04/07 | Atlas Industries | AAAA | S-1 | Ferris Baker Watts |
| Recently formed entity that will acquire a group of small to middle market businesses in diverse operations. |
| 05/04/07 | STARLIMS | LIMS | F-1 | Oppenheimer & Co. |
| Provider of laboratory information management systems (LIMS) which manage collection, processing, storage, retrieval, and analysis of data. |
| 05/04/07 | Devax | DEVX | S-1 | Bear Stearns |
| Develops drug-eluting stent systems for the treatment of bifurcation lesions. |
| 05/01/07 | Cumberland Pharmaceuticals | CPIX | S-1 | UBS Investment Bank |
| Specialty pharmaceutical company focused on acquisition of branded prescription products in hospital acute care and gastroenterology. |
| 05/01/07 | Virgin Mobile USA | VM | S-1 | Lehman Brothers |
| National provider of prepaid and pay-as-you-go wireless communications services targeted at youth market. |
| 05/01/07 | Eurand | EURX | F-1 | Deutsche Bank |
| Dutch specialty pharmaceutical company. |
| 05/01/07 | Lululemon | LULU | S-1 | Goldman Sachs |
| Designer and retailer of technical athletic apparel, including yoga-inspired apparel. |
| 4/30/07 | PNA Group Holding | PNA | S-1 | Citigroup |
| Distributes steel products and provides value-added steel processing services. |
| 04/30/07 | Cross Match Technologies | CROS | REGDEX | Credit Suisse |
| Provider of biometric technologies, including fingerprint/hand scanning devices and document readers. |
| 04/27/07 | Tully's Coffee | TULY | S-1 | KeyBanc Capital |
| Operates 128 specialty retail coffee stores in the western United States and sells coffee to wholsale customers. |
| 04/27/07 | Rex Energy | REXX | S-1 | KeyBanc Capital |
| Oil and gas company operating in Illinois Basin, Appalachian Basin, and Southwestern United States. |
| 04/27/07 | Triple-S Management | GTS | S-1 | Credit Suisse |
| The largest Puerto Rican managed healthcare company |
| 04/26/07 | GT Solar | SOLR | S-1 | Credit Suisse |
| Provides manufacturing equipment and solutions to photovoltaic/solar energy industry |
| 04/26/07 | VMware | VMW | S-1 | Citigroup |
| Provider of virtualization solutions to aggregate multiple servers, storage infrastructure, and networks together. |
| 04/26/07 | Dolan Media | DM | S-1 | Goldman Sachs |
| Publishes print and online media intended for professional customers and provides appellate and processing services to the legal profession. |
| 04/25/07 | China Sunergy | CSUN | F-1 | Merrill Lynch |
| Chinese manufacturer of solar cell products. |
| 04/25/07 | Vangaurd Natural Resources, LLC | VNR | | Citigroup |
| Natural gas and oil company focused on acquisition, development, and exploitation of mature properties. |
| 04/24/07 | Concho Resources | CXO | S-1 | J.P. Morgan |
| Oil and natural gas company with operations in Southeast New Mexico and West Texas. |
| 04/23/07 | Lumber Liquidators | LL | S-1 | Goldman Sachs |
| Specialty retailer of hardwood flooring. |
| 04/19/07 | Cypress Sharpridge Investments | CYS | S-11 | Bear Stearns |
| REIT focused on agency residential mortgage-backed securities and subordinated tranches of asset-backed securities. |
| 04/19/07 | Airvana | AIRV | S-1 | Morgan Stanley |
| Provides network infrastructure products to provide mobile broadband services. |
| 04/18/07 | hhgregg | HGG | S-1 | Credit Suisse |
| Retailer of video products, appliances, audio products and accessories. |
| 04/17/07 | Stallion Oilfield Services | SOFS | S-1 | Lehman Brothers |
| A provider of wellsite services for oil drilling companies. |
| 04/17/07 | Masimo Corporation | MASI | S-1 | Piper Jaffray |
| Develops non-invasive patient monitoring products which measure oxygen level of blood and pulse rate. |
| 04/17/07 | Qiao Xing Mobile Communication | QXM | F-1 | UBS Investment Bank |
| Chinese manufacturer of mobile handsets. |
| 04/16/07 | Limco-Piedmont | LIMC | S-1 | Oppenheimer & Co. |
| Provides maintenance, repair and overhaul services and parts supply services to the aerospace industry. |
| 04/16/07 | SoundBite Communications | SDBT | S-1 | Cowen & Company |
| Provider of on-demand automated voice messaging solutions to organizations. |
| 04/10/07 | Einstein Noah Restaurant Group | BAGL | n/a | Morgan Stanley |
| Owner and operator of three brands of bagel specialty restaurants. |
| 04/10/07 | FBR Capital Markets | FBCM | S-1 | Friedman Billings |
| Holding company for Friedman, Billings, Ramsey Group's capital markets business. |
| 04/09/07 | OceanFreight | OCNF | F-1 | Banc of America |
| Development stage company formed to acquire a fleet of commodities carriers. |
| 04/06/07 | Virtusa | VRTU | S-1 | J.P. Morgan |
| Offshore information technology services provider. |
| 04/05/07 | BladeLogic | BLOG | S-1 | Morgan Stanley |
| Provides data center automation software. |
| 04/04/07 | PROS Holdings | PROZ | S-1 | J.P. Morgan |
| Provider of pricing and revenue optimization software. |
| 04/04/07 | Dice Holdings | DICE | S-1 | Credit Suisse |
| Provider of specialized career websites for select professional communities |
| 04/04/07 | EDENOR | EDN | F-1 | Citigroup |
| Largest electricity distribution company in Argentina. |
| 04/03/07 | Acorn International | ATV | F-1 | Merrill Lynch |
| Chinese marketing company focused on infomercials and direct sales. |
| 04/02/07 | ComScore | SCOR | S-1 | Credit Suisse |
| Offers businesses insight into consumer behavior by providing digital marketing intelligence. |
03/30/07 | Data Domain | DDUP | S-1 | Goldman Sachs | Provider of capacity-optimized storage appliances for disk-based backup and network-based disaster recovery. | | 03/30/07 | Amicus Therapeutics | FOLD | S-1 | Morgan Stanley |
| Clinical-stage pharmaceutical company focused on therapeutics for diseases caused by misfolding proteins. |
| 03/30/07 | Spectra Energy Partners | SEP | S-1 | Citigroup |
| L.P. formed to own and operate natural gas transportation and storage assets. |
| 03/30/07 | Quark Biotech | QURK | S-1 | J.P. Morgan |
| Develops RNA interference-based therapeutics for the treatment of diseases associated with oxidative stress. |
| 03/29/07 | Care Investment Trust | CRE | S-11 | Credit Suisse |
| A newly formed REIT formed to invest in healthcare-related commercial mortgage debt and real estate. |
| 03/27/07 | Hanover-STC Acquisition Corp. | HSTC | S-1 | Citigroup |
| Blank check company targeting businesses in the alternative asset management sector. |
| 03/26/07 | Geovera Insurance Holdings | GEOV | S-1 | J.P. Morgan |
| Provider of specialty residential property insurance in states exposed to hurricanes and earthquakes. |
| 03/23/07 | Simcere Pharmaceutical | SCR | F-6 | Goldman Sachs |
| Manufacturer of branded generic pharmaceuticals in China. |
| 03/22/07 | Netezza Corporation | NTZA | S-1 | Credit Suisse |
| Provides data warehouses focused on enabling analyses on large volumes of data. |
| 03/22/07 | Limelight Networks | LLNW | S-1 | Goldman Sachs |
| Provides content delivery network services to deliver rich media content over the Internet. |
| 03/22/07 | The Blackstone Group L.P. | BKGP | S-1 | Morgan Stanley |
| Alternative asset manager and provider of financial advisory services. |
| 03/22/07 | McLeodUSA | MUSA | S-1 | Deutsche Bank |
| Provides IP-based communications and telephone services in US Western and Midwestern regions. |
| 03/21/07 | Aegerion Pharmaceuticals | AEGR | S-1 | Lehman Brothers |
| Develops small-molecule therapeutics to treat cardiovascular and metabolic disease. |
| 03/19/07 | Capital Product Partners L.P. | CPLP | F-1 | Merrill Lynch |
| Limited partnership formed to own and charter shipping vessels. |
| 03/16/07 | NimbleGen Systems | NMBL | S-1 | J.P. Morgan |
| Provides microarrays which help life science researchers analyze genomic data. |
| 03/16/07 | AuthenTec | AUTH | S-1 | Lehman Brothers |
| Semiconductor company providing fingerprint authentication sensors. |
| 03/16/07 | KBL Healthcare Acquisition Corp. III | KBL-U | n/a | Citigroup |
| Blank check company focused on acquisitions in healthcare-related industries. |
| 03/14/07 | Polypore International | PPO | S-1 | J.P. Morgan |
| Manufactures microporous membranes used in batteries and for medical processes. |
| 03/13/07 | eTelecare Global Solutions | ETEL | F-6 | Morgan Stanley |
| Provides business process outsourcing services focused on voice-based segment of customer service. |
| 03/09/07 | SemGroup Energy Partners | SGLP | S-1 | Citigroup |
| LP formed to own, operate and develop portfolio of midstream energy assets. |
| 03/09/07 | Bway Holding Company | BWY | n/a | Goldman Sachs |
| Manufacturer of general line rigid metal and plastic containers. |
| 03/09/07 | Jazz Pharmaceuticals | JAZZ | S-1 | Morgan Stanley |
| Pharmaceutical company focused on neurological and psychiatric products. |
| 03/08/07 | Aecom Technology Corporation | ACM | S-1 | Morgan Stanley |
| Provides planning, consulting, engineering, and construction management to government and commercial clients. |
| 03/06/07 | Starent Networks | STAR | S-1 | Goldman Sachs |
| Provider of infrastructure enabling mobile operators to offer multimedia services. |
| 03/01/07 | Sirtris Pharmaceuticals | SIRT | S-1 | J.P. Morgan |
| Biopharmaceutical company developing drugs to treat aging-related diseases. |
| 02/28/07 | Helicos BioSciences | HLCS | S-1 | UBS Investment Bank |
| Developer of genetic analysis technologies for the research, drug discovery and clinical diagnostics markets. |
| 02/27/07 | EndoCeutics | ENCX | F-1 | First Albany |
| Canadian Biopharmaceutical company developing hormone therapies for treatment and prevention of breast cancer and endocrine-related disorders. |
| 02/26/07 | Tongjitang Chinese Medicines | TCM | F-1 | Merrill Lynch |
| Pharmaceutical company focused on modernized Chinese medicine. |
| 02/26/07 | Infinera Corporation | INFN | S-1 | Goldman Sachs |
| Provides intelligent (photonic-based) optical networking systems for long-haul telecom carriers. |
| 02/21/07 | Xinhua Finance Media Limited | XFML | n/a | J.P. Morgan |
| Chinese media company focused on business and financial news aimed at affluent population. |
| 02/14/07 | NovaBay Pharmaceuticals | NBY | S-1 | n/a |
| A biopharmaceutical company focused on products to prevent a wide range of infections. |
| 02/14/07 | Insulet | PODD | S-1 | J.P. Morgan |
| A developer of a discreet and easy-to-use insulin infusion system for diabetics. |
| 02/14/07 | JMP Group | JMP | S-1 | JMP Securities |
| A full-service investment banking and asset management firm headquartered in San Francisco. |
| 02/13/07 | BioHeart | BHRT | S-1 | BMO Capital Markets |
| A biotechnology company focused on using cells derived from a patient's body for treatment of heart damage. |
| 02/13/07 | Cavium Networks | CAVM | S-1 | Morgan Stanley |
| A leading provider of highly intergrated semiconductor processors that enable intelligent networking. |
| 02/13/07 | Oceanaut | OKN.U | F-1 | Citigroup |
| A blank check company formed in order to acquire a business in the shipping industry. |
| 02/13/07 | RSC Holdings | RSCH | S-1 | Deutsche Bank |
| One of the largest equipment rental providers in North America. |
| 02/12/07 | EnerNOC | ENOC | S-1 | Credit Suisse |
| A leading developer and provider of clean and intelligent power solutions. |
| 02/12/07 | ShoreTel | SHOR | S-1 | Lehman Brothers |
| A leading provider of IP telecommunications systems for enterprises. |
| 02/12/07 | Solera Holdings | SLH | S-1 | Goldman Sachs |
| The leading global provider of software and services to the automobile insurance claims processing industry. |
| 02/12/07 | Hireright | HIRE | S-1 | Credit Suisse |
| A provider of software that allows companies to conduct and manage efficient employment screening programs. |
| 02/12/07 | TomoTherapy | TTPY | S-1 | Merrill Lynch |
| Developer of a versatile radiation system used for the treatment of a variety of cancers. |
| 02/12/07 | Quicksilver Gas Services LP | KGS | S-1 | UBS Investment Bank |
| A processor of natural gas produced in the Fort Worth Basin area in North Texas. |
| 02/08/07 | BGC Partners | BGCP | S-1 | Cantor Fitzgerald |
| A leading full-service inter-dealer broker specializing in the trading of over-the-counter financial instruments and related derivative products. |
| 02/07/07 | Biodel | BIOD | S-1 | Banc of America |
| A specialty pharmaceutical company focused on the development and commercialization of innovative treatments for endocrine disorders such as diabetes and osteoporosis. |
| 02/07/07 | TechTarget | TTGT | S-1 | Morgan Stanley |
| leading provider of specialized online content that brings together buyers and sellers of corporate information technology, or IT, products. |
| 02/07/07 | NeurogesX | NGSX | S-1 | Morgan Stanley |
| A biopharmaceutical company focused on developing and commercializing novel pain management therapies. |
| 02/07/07 | CAI International | CAIU | S-1 | Piper Jaffray |
| One of the world's leading container leasing and management companies. |
| 02/01/07 | Cinemark Holdings | CNK | S-1 | Lehman Brothers |
| Operates 392 movie theaters across the U.S. and Latin America. |
| 01/31/07 | Victory Acquisition | VCT-U | S-1 | Citigroup |
| Blank check company focused on businesses in business services, marketing services, consumer services, and/or distribution services. |
| 01/26/07 | Monotype Imaging | TYPE | S-1 | Banc of America |
| Provides text imaging solutions for consumer electronic devices such as laser printers, mobile phones and digital cameras. |
| 01/25/07 | Haynes International | HAYN | S-1 | J.P. Morgan |
| Produces high-performance alloys for the aerospace, chemical processing and land-based gas turbine industries. |